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期货从业资格考试

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2020年期货从业资格考试《期货法律法规》强化试题及答案2

来源:中华考试网  [2020年11月11日] 【

  1.ZAIJINRONGQIHUOTOUZIZHESHIDANGXINGZHIDUZHONG,QIHUOGONGSIZAIDUITOUZIZHEJINXINGZONGHEPINGGUSHIBUSHEJI()。

  A.CHENGXINZHUANGKUANG

  B.CAIWUZHUANGKUANG

  C.HUNYINZHUANGKUANG

  D.JIBENQINGKUANG

  DAAN:C

  【JIEXI】《JINRONGQIHUOTOUZIZHESHIDANGXINGZHIDUSHISHIBANFA》DISITIAO,QIHUOGONGSIHUIYUANWEIFUHEXIALIEBIAOZHUNDEZIRANRENTOUZIZHESHENQINGKAILIJIAOYIBIANMA:(YI)SHENQINGKAIHUSHIBAOZHENGJINZHANGHUKEYONGZIJINYUEBUDIYURENMINBI50 WANYUAN;(ER)JUBEIJINRONGQIHUOJICHUZHISHI,TONGGUOXIANGGUANCESHI;(SAN)JUYOULEIJI 10 GEJIAOYIRI.20 BIYISHANG(HAN)DEJINRONGQIHUOFANGZHENJIAOYICHENGJIAOJILU.HUOZHEZUIJINSANNIANNEIJUYOU 10 BIYISHANG(HAN)DEQIHUOJIAOYICHENGJIAOJILU;(SI)BUCUNZAIYANZHONGBULIANGCHENGXINJILU;BUCUNZAIFALV.XINGZHENGFAGUI.GUIZHANGHEJIAOYISUOYEWUGUIZEJINZHIHUOZHEXIANZHICONGSHIJINRONGQIHUOJIAOYIDEQINGXING。QIHUOGONGSIHUIYUANCHUANSHANGSHUBIAOZHUNDUITOUZIZHEJINXINGSHENHEWAI,HAIYINGDANGANZHAOJIAOYISUOZHIDINGDETOUZIZHESHIDANGXINGZHIDUCAOZUOZHIYIN,DUITOUZIZHEDEJIBENQINGKUANG.XIANGGUANTOUZIJINGLI. CAIWUZHUANGKUANGHECHENGXINZHUANGKUANGDENGJINXINGZONGHEPINGGU,BUDEWEIZONGHEPINGGUDEFENDIYUGUIDINGBIAOZHUNDETOUZIZHESHENQINGKAILIJIAOYIBIANMA。GUBENTIDAANWEI C。

  2.QIHUOGONGSIQUDEJINRONGQIHUOJIESUANYEWUZIGEZHIRIQI()GEYUENEI,WEIQUDEQIHUOJIAOYISUOJIESUANHUIYUANZIGEDE,JINRONGQIHUOJIESUANYEWUZIGEZIDONGSHIXIAO。

  A.1

  B.2

  C.3

  D.6

  DAAN:D

  【JIEXI】《QIHUOGONGSIJINRONGQIHUOJIESUANYEWUSHIXINGBANFA》DISHIERTIAO,QIHUOGONGSIQUDEJINRONGQIHUOJIESUANYEWUZIGEZHIRIQI 6 GEYUENEI,WEIQUDEQIHUOJIAOYISUOJIESUANHUIYUANZIGEDE,JINRONGQIHUOJIESUANYEWUZIGEZIDONGSHIXIAO。GUBENTIDAANWEI D。

  3.ZHONGGUOQIHUOYEXIEHUIYINGDANGJIANLIQIHUOCONGYERENYUANXINXISHUJUKU,GONGSHIBINGQIEJISHIGENGXIN()。

  A.CONGYEZIGEZHUCE.KAOSHICHENGJIDENGXINXI

  B.CONGYEZIGEZHUCE.CHENGXINJILUDENGXINXI

  C.CONGYERENYUANZHUCE.HUNYINDENGXINXI

  D.CONGYERENYUANZHUCE.GONGZIDENGXINXI

  DAAN:B

  【JIEXI】《QIHUOCONGYERENYUANGUANLIBANFA》DIERSHIYITIAO,XIEHUIYINGDANGJIANLIQIHUOCONGYERENYUANXINXISHUJUKU, GONGSHIBINGQIEJISHIGENGXINCONGYEZIGEZHUCE.CHENGXINJILUDENGXINXI。GUBENTIDAANWEI B。

  4.QIHUOGONGSIYINYANZHONGWEIFAWEIGUIHUOZHEFENGXIANKONGZHIBULIDENGDAOZHIBAOZHENGJINCHUXIANQUEKOUDE,()KEYIJUEDINGSHIYONGQIHUOTOUZIZHEBAOZHANGJIJIN,DUIBUNENGQINGCHANGDETOUZIZHEBAOZHENGJINSUNSHIYUYIBUCHANG。

  A.QIHUOTOUZIZHEBAOZHANGJIJINGUANLIJIGOU

  B.ZHONGGUOZHENGJIANHUIHUITONGCAIZHENGBU

  C.ZHONGGUOZHENGJIANHUI

  D.CAIZHENGBU

  DAAN:C

  【JIEXI】GENJU《QIHUOTOUZIZHEBAOZHANGJIJINGUANLIBANFA》DI 20 TIAODEGUIDING,QIHUOGONGSIYINYANZHONGWEIFAWEIGUIHUOZHEFENGXIANKONGZHIBULIDENGDAOZHIBAOZHENGJINCHUXIANQUEKOUDE,ZHONGGUOZHENGJIANHUIKEYIANZHAOBENBANFAGUIDINGJUEDINGSHIYONGBAOZHANGJIJIN,DUIBUNENGQINGCHANGDETOUZIZHEBAOZHENGJINSUNSHIYUYIBUCHANG。

  5.HUIYUANZAIQIHUOJIAOYIZHONGWEIYUEBINGCHUXIANBAOZHENGJINBUZUSHI,SHIXINGHUIYUANFENJIJIESUANZHIDUDEQIHUOJIAOYISUOYINGDANGYI()DESHUNXULAICHENGDANFENGXIAN。

  A.WEIYUEHUIYUANDEZIYOUZIJIN.QIHUOJIAOYISUOFENGXIANZHUNBEIJINHEQIHUOJIAOYISUOZIYOUZIJIN

  B.WEIYUEHUIYUANDEZIYOUZIJIN.QIHUOJIAOYISUOZIYOUZIJINHEQIHUOJIAOYISUOFENGXIANZHUNBEIJIN

  C.JIESUANDANBAOJIN.WEIYUEHUIYUANDEZIYOUZIJIN.QIHUOJIAOYISUOFENGXIANZHUNBEIJINHEQIHUOJIAOYISUOZIYOUZIJIN

  D.WEIYUEHUIYUANDEZIYOUZIJIN.JIESUANDANBAOJIN.QIHUOJIAOYISUOFENGXIANZHUNBEIJINHEQIHUOJIAOYISUOZIYOUZIJIN

  DAAN:D

  【JIEXI】GENJU《QIHUOJIAOYISUOGUANLIBANFA》DI 84 TIAODI 2 KUANDEGUIDING,QIHUOJIAOYISUOXIANYIWEIYUEHUIYUANDEBAOZHENGJINCHENGDANGAIHUIYUANDEWEIYUEZEREN,BAOZHENGJINBUZUDE,SHIXINGQUANYUANJIESUANZHIDUDEQIHUOJIAOYISUOYINGDANGYIWEIYUEHUIYUANDEZIYOUZIJIN.QIHUOJIAOYISUOFENGXIANZHUNBEIJINHEQIHUOJIAOYISUOZIYOUZIJINCHENGDAN;SHIXINGHUIYUANFENJIJIESUANZHIDUDEQIHUOJIAOYISUOYINGDANGYIWEIYUEHUIYUANDEZIYOUZIJIN.JIESUANDANBAOJIN.QIHUOJIAOYISUOFENGXIANZHUNBEIJINHEQIHUOJIAOYISUOZIYOUZIJINCHENGDAN。

  6.SHENQINGQIHUOGONGSISHOUXIFENGXIANGUANDERENZHIZIGEXUYAOTONGGUO()RENKEDEZIZHICESHI。

  A.ZHONGGUOZHENGJIANHUI

  B.QIHUOJIAOYISUO

  C.CAIZHENGBU

  D.ZHONGGUORENMINYINXING

  DAAN:A

  【JIEXI】《QIHUOGONGSIDONGSHI.JIANSHIHEGAOJIGUANLIRENYUANRENZHIZIGEGUANLIBANFA》DISHISANTIAO,SHENQINGSHOUXIFENGXIANGUANDERENZHIZIGE,CHUJUBEIDISHIYITIAOGUIDINGTIAOJIANWAI,HAIYINGDANGJUYOUCONGSHIQIHUOYEWU 3 NIANYISHANGJINGYAN, BINGDANRENQIHUOGONGSIJIAOYI.JIESUAN.FENGXIANGUANLIHUOZHEHEGUIFUZERENZHIWUBUSHAOYU 2 NIAN;HUOZHEJUYOUCONGSHIQIHUOYEWU 1 NIANYISHANGJINGYAN,BINGJUYOUZAIZHENGQUANGONGSIDENGJINRONGJIGOUCONGSHIFENGXIANGUANLI.HEGUIYEWU 3 NIANYISHANGJINGYAN。GUBENTIDAANWEI A。

  7.QIHUOGONGSIYINGDANGANZHAOBENBANFAHEQIHUOGONGSIXINXIGONGSHIYOUGUANYAOQIU,ZAI()WANGZHANSHANGDUIZICHANGUANLIYEWUSHIDIANZIGE.CONGYERENYUAN.ZHUYAOTOUZICELVE.TOUZIFANGXIANGJIQIFENGXIANTEZHENGDENGJIBENQINGKUANGJINXINGGONGSHI。

  A.ZHENGQUANSHICHANG

  B.ZHONGJINSUO

  C.ZHONGQIXIE

  D.ZHENGQUANXIEHUI

  DAAN:C

  【JIEXI】《QIHUOGONGSIZICHANGUANLIYEWUSHIDIANBANFA》DISANSHIQITIAO,QIHUOGONGSIYINGDANGANZHAOBENBANFAHEQIHUOGONGSIXINXIGONGSHIYOUGUANYAOQIU,ZAIZHONGQIXIEWANGZHANSHANGDUIZICHANGUANLIYEWUSHIDIANZIGE.CONGYERENYUAN.ZHUYAOTOUZICELVE.TOUZIFANGXIANGJIQIFENGXIANTEZHENGDENGJIBENQINGKUANGJINXINGGONGSHI。GUBENTIDAANWEI C。

  8.GENJU《QIHUOGONGSIJIANDUGUANLIBANFA》DEGUIDING,QIHUOGONGSIFENZHIJIGOUZHONGZHIDE,YINGDANGXIANXINGTUOSHANCHULIGAIFENZHIJIGOUDEKEHUZICHAN,JIEQING()BINGZHONGZHIJINGYINGHUODONG。

  A.GONGZUORENYUANGONGZI

  B.FENZHIJIGOUYEWU

  C.JIAOYIZHANGHUHEKEHUBIANMA

  D.YINGYECHANGSUOHESHESHIDEXIANGGUANFEIYONG

  DAAN:B

  【JIEXI】GENJU《QIHUOGONGSIJIANDUGUANLIBANFA》DI 26 TIAODEGUIDING,QIHUOGONGSIZHONGZHIFENZHIJIGOUDE,YINGDANGXIANXINGTUOSHANCHULIGAIFENZHIJIGOUKEHUZICHAN,JIEQINGFENZHIJIGOUYEWUBINGZHONGZHIJINGYINGHUODONG。

  9.QIHUOCONGYERENYUANYINGDANGFUCONG()DEJIANDUYUGUANLI。

  A.ZHONGGUOZHENGJIANHUI

  B.ZHONGGUOQIHUOYEXIEHUI

  C.ZHENGQUANJIAOYISUO

  D.QIHUOGONGSI

  DAAN:A

  【JIEXI】《QIHUOCONGYERENYUANZHIYEXINGWEIZHUNZE(XIUDING)》DISITIAO,CONGYERENYUANBIXUZUNSHOUYOUGUANFALV.FAGUI. GUIZHANGHEZHENGCE,FUCONGZHONGGUOZHENGQUANJIANDUGUANLIWEIYUANHUIDEJIANDUYUGUANLI。GUBENTIDAANWEI A。

  10.ZHONGGUOZHENGJIANHUIZAISHOULIJINRONGQIHUOJIESUANYEWUZIGESHENQINGZHIRIQI()GEYUENEI,ZUOCHUPIZHUNHUOZHEBUPIZHUNDEJUEDING。

  A.1

  B.3

  C.5

  D.10

  DAAN:B

  【JIEXI】《QIHUOGONGSIJINRONGQIHUOJIESUANYEWUSHIXINGBANFA》DISHIYITIAO,ZHONGGUOZHENGJIANHUIZAISHOULIJINRONGQIHUOJIESUANYEWUZIGESHENQINGZHIRIQI 3 GEYUENEI,ZUOCHUPIZHUNHUOZHEBUPIZHUNDEJUEDING。GUBENTIDAANWEI B。

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